The purpose of this evaluation is to help prepare CODs to publish advertising and sales content that is within company guidelines. You must receive a score of at least 80% to pass the exam.
To prepare for the exam, read through the GTF Advertising and Sales Policy Guide.
COD Compliance Exam
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Thanks for taking the Compliance Exam. If you scored 80% of higher, congratulations, you passed! If not, review your answers below and retake the exam. You can retake the exam as often as you wish.
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Question 1 of 16
1. Question
1 point(s)The Federal Trade Commission is particularly concerned with (choose one):
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Question 2 of 16
2. Question
1 point(s)According to the FTC, which of the following elements must be found in your advertising (choose only three)
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Question 3 of 16
3. Question
1 point(s)According to the FTC, risk disclosures must be displayed in a clear and conspicuous manner. This means (choose only three):
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Question 4 of 16
4. Question
1 point(s)True or False: Endorsements with income, trading performance, or lifestyle claims are not allowed without immediate proof of the claim and must be accompanied by the proper disclosure.
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Question 5 of 16
5. Question
1 point(s)When using an endorsement (testimonial) of someone working for you or the company (GTF) (choose one):
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Question 6 of 16
6. Question
1 point(s)When making a Trading Performance claim in your ads you must (choose 2):
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Question 7 of 16
7. Question
1 point(s)True or False: According to company policy, verbal income or trading performance claims are NOT allowed
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Question 8 of 16
8. Question
1 point(s)True or False: According to company policy, when placing a job ad it’s okay to list a pay range so long as the top of the range is below $80,000
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Question 9 of 16
9. Question
1 point(s)True or False: According to company policy, the following verbal claim is okay: “I made 1% on my personal trading account this morning”
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Question 10 of 16
10. Question
1 point(s)According to company policy, which of the following words or phrase are NOT allowed in advertising (choose two):
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Question 11 of 16
11. Question
1 point(s)Which disclosure needs to appear at the bottom of each page of your business website? (choose one):
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Question 12 of 16
12. Question
1 point(s)Which disclosure needs to appear in proximity to any trading performance claims? (choose one):
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Question 13 of 16
13. Question
1 point(s)Which disclosure needs to be read at the beginning of any trading Webinars or presentations? (choose one):
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Question 14 of 16
14. Question
1 point(s)Which disclosure should be included in longer, more detailed ads? (choose one):
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Question 15 of 16
15. Question
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Question 16 of 16
16. Question
1 point(s)Before taking payment and processing a telephone order (i.e., coaching sale), the following information must be disclosed to the buyer (choose 4):
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